Compliance Job Vacancies in Nariman Point

Knowledge in Insolvency & Bankruptcy Code 2016 will be handling the processing ,Preparation for COC meeting, Drafting , Compliance etc

Vacancy for a position of an Asst. Manager (Legal and Compliance) with at least 3 years of Post Qualification Experience. Company Secretary + Lawyer with great drafting skills & has to be a team player and a quick learner. It is a dynamic position with a lot to offer in the fields of Commercial and Corporate Law. It shall really help if the candidate is well-versed with IBC. The work profile includes drafting and vetting documents, agreements, petitions and pleadings, research work, attending court proceedings, briefing senior advocates, and coordinating with advocates on record. Other than that, to support Secretarial functions like preparation of notice and agenda, minutes of meetings, filing of ROC forms and other routine compliance-related tasks. P.S. Candidates willing to join immediately and already based in Mumbai would be preferred.Interested candidates may send their CVs

Team member Front End Executive. Openings - 01- Required Education Qualification - Minimum Graduate from any discipline.- Experience: - 01 to 02 Years in (Must have experience of PF & ESIC)- Skills Good excel knowledge, Well versed with MS-Office, good written and verbal communication, Good draftingTo follow up with the clients, for pending billpayments. To submit the PF withdrawal forms to theEPFO office, in timely manner. To look into pendingcases of PF withdrawal and resolve the same.Tocomplete seeding of PF Form 11 in timely manner.To assist the clients w.r.t. non-compliance notices received by them, from the statutory authorities. To send the internal MIS to the MIS Aggregator, every month. To send the external MIS to every client, every month.

Designation: Senior Executive/Assistant Manager ComplianceReporting: AVP Compliance & LegalBroad Roles & Responsibilities:1. Assist in ensuring compliances of SEBI regulations including but not limited to SEBI(Investment Advisor) Regulations, SEBI (Insider Trading) Regulations, SEBI (ResearchAnalysts) Regulations, Mutual Fund distribution license.2. Assist in drafting of company level policies/SOPs such as Code of Conduct, Conflict ofInterest, Anti Money Laundering, Outsourcing of activities etc.3. Implement the policies, compliance manual etc. throughout the organization.4. Ensuing the compliances with regards to Know Your Client norms and PMLA5. Carry out internal compliance audit of core functions.6. Supporting the Internal Audit and Compliance Audit function7. Assist/provide training on compliance matters to the relevant stakeholders within theorganization8. Handling/supporting in matters related to Investor Grievance9. Maintaining audit trail, repository of all communication10. Keep abreast of regulatory developments within or outside of the company as well asevolving best practices in compliance control.11. Regularly assess the efficiency of control systems and recommend effective improvements.12. Review and evaluate company procedures and reports to identify hidden risks or commonissues.Requirements:1. Bachelors degree2. Experience of 1-2 years in handling compliances with SEBI intermediaries such as investmentadvisor, stockbroker, mutual fund distributor etc.3. Good communication and interpersonal skills4. An analytical mindset with excellent organizational skills5. NISM certification would be an added advantage.

Most Very Urgently Requirement of Compliance Executive - Locations Chembur6 month Contract base Renewal Contract and third Party PayrollJob Description :We need a candidate with 3-4 years of experience, in compliance working with similar conditions or consulting companies, looking after JSW Dolvi, IOTL Navghar, JNPT ITD.someone who deals labor laws , specific top CLRA & BOCW part.Please share 3-4 cv of locals, working or staying near Panvel/ Navi Mumbai.Salary will be in the range of 30-35K CTC.If you intrested Please Share your updated CVThnak & RegardsPooja ShindeHR Executive

Inspections and Investigation 1)Handle queries / investigation undertaken by stock exchanges, SEBI and initiate action against the queries. 2)Responsible for various periodical submissions to SEBI, Exchanges and Depositories. 3)Attend audit & inspections queries carried out by various authorities prior and post inspection work. 4)Ensure proper management of the various compliance related activities so as to avoid non-compliance and penalties.Redressal of Investor ComplaintsFiling Arbitration and IGRC matters.CTCL Terminal Mapping Surveillance: Trading AlertsAP Inspections and SubmissionsKYC Compliance

Roles & Responsibilities Co-ordinate with Operations Head and Team for smooth functioning of Compliances Key member during the coordination of new clients handover smooth process of compliance cycle Helping in drafting the mail, show cause notices reply and other misc. work. Taking the feedback from clients on given services and regular quarterly meet with clients. Meet authorities on escalate matters regarding PF, ESIC and PT Reporting to Operation Head and other management people about the feedback of clientSkills and Competencies required Expertise in compliances labour Laws Client escalation Management Process orientation

Responsible for accurate and timely presentation and reporting of financial information ofthe Bank. Establish accounting policies and procedures wherever required. Compliancewith financial regulations and standards wherever applicable.Responsible for reporting the fraud incidents of our Victim customers in PortalFraud Txn Monitoring Analyst: Transaction monitoring through various tools via alerts which includes EFRM portal , NPCIportal and alerts received through Internal team to suspect various fraud activities and takeimmediate action on the same.Risk Investigation Analyst: Reviewed and analyzed online banking/ ACH transactions to determine fraud activity. Executed and performed client services which included; client calls, transaction processing,inquiry response/ research, account maintenance and analyzing customer questions,requests and problems. Executed and performed the day-to-day resolutions of complex problems and escalatedclient complaintsPerform fraud investigations and submit reports to the concerned managerInteract with external partners such as law enforcement agencies, vendors and banks tovalidate information to check fraudulent activities.Interact with external partners such as law enforcement agencies, vendors and banks tovalidate information to check fraudulent activities.Transaction Monitoring and Analysing on UPI and EPI related cases referred toregions. Highlighting negative / fraud beneficiary and purported details to centralised team. Handling Reconciliation's, Charge-back, Merchant Payment process, Inventory, Day to Day, Weekly, Monthly & Quarterly MIS/Reports related to Networks (Visa/MasterCard/Maestro/Rupay) and Program/Mirror/Nodal Accounts. Helping the Merchants to resolve their queries related to Payments & technical issues during transactions. Managed the team by floor walking, to resolve process related queries and groomed them through regular process and quality feedbacks. Identifying any weakness

Dear Candidate we have an Urgent one male Assistant Manager Tax & Compliance Accountant male candidate Knowledge of tally , Gst returns Interview for you do share your profile with details in word format including current Last CTC, Notice Expectation, recent photo, position applied for which Location etc .Ensure timely and accurate filing of GST returns, including GSTR-1, GSTR-3B, atax complainces independent handle Do connect :-Mathew CherianThe Guardians