Regulatory Compliance Job Vacancies in Kolkata

Job Role: Wealth ManagementDepartment: Sales ; Location: Kolkata Years of Experience: 5-8 years of which min 3 years in Private Bank / Wealth Management Industry, preferably a female. Min Educational Requirement: Post Graduate/ CA/ CFA/ MBA from recognized Universities, Advanced degree preferred Individual Contributor/ Team Manager: Individual contributor or Team ManagerJob Description / Key Responsibilities: Client Acquisition - Generating AUM by acquiring new clients and nurturing relationships with HNI and UHNI clients in high potential markets of eastern India. Primarily responsible to shape investment strategies, business growth and ensure exceptional service delivery to privileged clients in high potential markets of eastern India. Identify and acquire new privileged clients, thus expanding the client base, through Portfolio Management, Advisory, and Research Based AUM products (PMS, AIF, MF, Debt, Unlisted, Third Party Products). Contact prospective clients to present information and explain our products and anticipated returns. Provide a genuine advisory approach with highest level of customer service. Develop and maintain strong relationships with high net-worth clients, understand their investment goals and risk appetite, and provide tailored investment solutions. Implement strategies to enhance client satisfaction, address concerns and foster long-term relationships. Plan periodical meetings and touch-points with clients. Engage in periodical competitor mapping and suggest product and business team to track market developments. Monitor and assess performance regularly, suggest modifications taking into consideration client goals and market conditions. Responsible for completion of regulatory requirements like KYC, advisory and account opening related documentation, through his/her team. Stay up-to-date with market trends, economic indicators and relevant financial news. Ensure 100% adherence of Portfolio Management, to all relevant regulatory compliances.Key Result Area (KRA):Margin AcquisitionClient RelationshipMarket ResearchComplianceKey Performance Indicators(KPI):Margin Acquisition - AUM in CroresClient SatisfactionClient RetentionCompetitor Mapping on best practicesAdherence to Regulatory ComplianceRisk MitigationOrganization-based Competencies:Data DrivenSense of OwnershipTeam PlayerQuality of OutputFinancial AcumenTechnical Competencies:Financial Analysis / Quantitative SkillsStrong understanding of Asset Management and Investment StrategiesAsset AllocationCompliance & Risk ManagementBehaviour-based Competencies:Communication SkillsPresentation SkillsLeadership SkillsInterpersonal SkillsStrategic mindsetTarget-oriented

Office Secretary required..Basically overall incharge of office..Female..Fresher or experienced..Location-dalhousie (central kolkata)..Salary can be discussed..Only serious and needy candidates apply

We are looking for a Company Secretary to join our team in Salt Lake, Kolkata. As a Company Secretary, you will be responsible for ensuring compliance with regulatory requirements, facilitating board meetings, maintaining company records, and advising senior management on corporate governance matters.Key responsibilities include preparing board meeting agendas, taking minutes, and filing necessary documents with regulatory authorities. You will also be responsible for ensuring compliance with laws and regulations, managing shareholder relations, and providing guidance on corporate governance best practices.The ideal candidate will have a graduate degree and 3-6 years of experience in company secretarial work. Strong knowledge of corporate governance practices, company law, and regulatory requirements is essential. Excellent communication skills, attention to detail, and the ability to work independently are also key traits we are looking for in a candidate. We are seeking a male candidate who is comfortable working from our office location.

Key Responsibilities:Client Acquisition & Business Development:Identify and onboard new clients through various marketing and networking channels.Build and maintain strong relationships with existing and prospective investors.Achieve monthly and quarterly targets for client acquisition and revenue growth.Equity Advisory & Portfolio Management:Provide clients with timely investment advice on equities, derivatives, and other financial products.Conduct regular portfolio reviews and offer rebalancing recommendations based on market trends.Stay updated with stock market news, company performance, and global economic developments.Marketing & Brand Promotion:Execute marketing campaigns to promote the firms investment services.Conduct investor awareness programs, webinars, and seminars.Collaborate with the marketing team to generate leads through digital and offline channels.Revenue Generation:Drive revenue through brokerage, advisory fees, and cross-selling of financial products.Monitor client activity and ensure consistent engagement to maximize business potential.Required Skills & Qualifications:Bachelors degree in Finance, Commerce, Economics, or related field (MBA preferred).NISM Series VII / VIII certification (preferred or required as per SEBI guidelines).Strong understanding of stock markets, investment products, and trading platforms.Excellent communication, presentation, and negotiation skills.Proven track record in sales, revenue generation, or financial advisory.Key Competencies:Target-driven and self-motivated.Strong client relationship management.Analytical and result-oriented approach.Ability to work under pressure and achieve business goals.

As a Customer Service Officer in Dum Dum, Kolkata, you will be responsible for managing freight operations, strategic planning, and supply chain activities. Your role will involve providing exceptional customer service, overseeing logistics and transportation management, ensuring regulatory compliance, and resolving problems efficiently. The ideal candidate should possess excellent communication skills, attention to detail, and a proactive approach to customer inquiries. Experience in freight operations and a basic understanding of supply chain management will be beneficial. A 12th pass qualification is required for this full-time office-based position.

Seeking an Air Cargo Executive to join our team in Kolkata. Responsibilities include negotiating contracts, leading teams, managing projects, analyzing data, ensuring environmental compliance, assessing risks, enforcing safety procedures, maintaining quality control, overseeing facilities, reporting on operations, demonstrating technical knowledge, complying with regulations, managing utilities, budgeting, responding to emergencies, handling airport cargo, practicing sustainability, managing assets and vendors, solving problems, and overseeing air cargo and aviation operations. The ideal candidate must have strong leadership, communication, and organizational skills, as well as the ability to work efficiently in a fast-paced environment. A 10th pass education level and 0-1 years of experience are required for this part-time position. Working from our office, the candidate should also have expertise in energy management to support our operations effectively.

Vacancy in a Reputed CA FirmLocation: Dalhousie / Lala Bazaar, Howrah Position: Semi-Qualified CS Requirements:Prior work experience in ROC form filingCandidates interested in gaining practical exposure in Insolvency & Bankruptcy (IBC) profileImmediate Joiners preferred (Notice period up to 7 days will be considered) This is a great opportunity to enhance your professional skills while working with a reputed firm. Interested candidates may share their resume via WhatsApp at 858497979

We require Qualified CS candidates who have 1-2 years work experience in Listed companies and has working knowledge in corporate governance and secretarial practices, managing compliance, managing Board and Annual General Meeting, Annual E-Filing of Forms, XBRL Filing, ROC & Stock Exchange compliance, dealing directly with SEBI, Preparation of Minutes, preparation and maintenance of all Statutory Registers and records, Drafting Resolution, Formation of private companies, appointment of Statutory & Internal Auditors, preparation of DIN, etc. appointment and resignation of Directors, etc. The Company Secretary will be responsible for ensuring compliance with statutory and regulatory requirements, maintaining records, and providing administrative support to the Board of Directors.Freshers are most welcome to apply.

Convene and service annual general meetings (AGMs)/meetings (producing agendas, taking minutes, conveying decisions, handling meeting correspondences, etc.)Provide legal, financial and strategic advice to the Board of DirectorsOversee policies, making sure they are kept up to date and referred to the appropriate committee for approvalMaintain statutory books, including registers of members, directors and secretariesDeal with correspondence, collate information and write reports, ensuring decisions made are communicated to the relevant company stakeholdersContribute to meeting discussions, as and when required, and advise members of the legal, governance, accounting and tax departments of the implications of proposed policiesMonitor changes in relevant legislation and the regulatory environment and take appropriate actionEnsure the company complies with all applicable codes, in addition to its legal and statutory requirementsManage the office space and deal with personnel administration, including training, appraisals and disciplining staff.

Vacancy for qualified company secretary

Position: HR ExecutiveLocation: Corporate Office, PhoolbaganExperience: 1-2 yearsKey Responsibilities:1. Recruitment and Onboarding:a) Source and recruit candidates using various job portals and networks.b) Conduct interviews, coordinate with departments, and finalize selections.c) Handle new employee joining formalities and onboarding processes.2. Employee Records and Compliance:a) Generate UAN and manage PF/ESIC registrations.b) Prepare and issue appointment letters and maintain detailed employee records.c) Ensure compliance with labor laws, including maintaining statutory registers.3. Payroll and Attendance Management:a) Oversee attendance records and ensure timely salary processing.b) Handle employee queries related to payroll, PF, ESIC, and other benefits.4. Industrial Relations and Legal:a) Address employee grievances and foster a harmonious workplace.b) Assist in industrial relations and manage labor union interactions.c) Draft legal documents, manage RTI responses, and support HR and compliance audits.5. HR Administration:a) Draft official emails and handle general employee communications.b) Document HR processes and policies, and manage compliance documentation.c) Maintain detailed knowledge of labor laws and ensure adherence to legal standards.6. Additional Responsibilities:a) Support in HR audits and compliance checks.b) Coordinate recruitment drives and campus hiring initiatives.c) Provide assistance in internal and external reporting.Skills and Qualifications:1. Bachelor's degree in HR or related field or Post Graduate Diploma in HRD or Labour Welfare.2. Strong knowledge of labor laws and compliance frameworks.3. Proficiency in MS Office and HR management tools.4. Excellent drafting and communication skills.Experience in handling industrial relations and legal documentation.Salary: As per Industry Standard

State Head Coordinator will be responsible for overseeing and managing the operations, performance, and growth of Vedant Asset within the assigned state. The role requires strong leadership, effective coordination between teams, and collaboration with key stakeholders to drive the businesss objectives, ensure smooth operations, and support regional strategies. The State Head Coordinator will also be responsible for ensuring compliance with legal and regulatory requirements, as well as delivering a high standard of customer service.

We are a CA firm, looking right candidate who can deliver his/her skills with in depth knowledge, prent different presentation before the managment of the differnt clienttale and should have a dream to achieve bigger goal in life.

NEED PERSONAL SECRETARY ONLY FEMALElooking for personal secretary female Urgently need confident smart Female as a Persoal secratary ,intrested candidate kindly send me current photo and cv by indeed massage box thanks , i ll chek candidate who will massage me thanksHandle office duties,attending phone calls ,taking customer appointment, Any qualifications Excellent opportunity to the freshers,.open minded, open for flexible working hours. Dynamic & outgoing skills will define the remunerationThe Candidate should not be Below 30 yrs of Age.accommodation will be provided if candidates need, need to adjustable and flexible candidates can too apply to thiswhat me or call me : Seven Three Zero Five Four One Eight Seven Three Eight7305418738

ComplianceOrganization Name - Eureka Stock & Share Broking Services LimitedLocation Kolkata (West Bengal)Education - Professional Compliance Degree (The Institute of Company Secretaries of India) - Pass out and having membership number.Position - Assistant Compliance ManagerCompensation - Rs. 30,000 - 45,000 /- per monthJob description -Prepare agendas and papers for board meetings, committees, and annual general meetings (AGMs) and follow up on action points.Report to the chairman and often liaise with board members.Convene and service AGMs, take minutes, draft resolutions, and lodge required forms and annual returns with appropriate departments.Provide legal, financial, and/or strategic advice during and outside of meetings.Ensure policies, regulatory, or statutory changes that might affect the organization are up to date and approved by the committee.Maintain statutory books, including registers of members, directors, and secretaries.Ensuring exchange / DP-related compliance applicable to the Company under SEBI Act, SCRA, Rules, Regulations By-laws of Exchange and Circulars issued by SEBI/CDSL/BSE from time to time.Handle correspondence, collate information, write reports and communicate decisions to relevant company stakeholders.Liaise with external regulators and advisers such as lawyers and auditors.Implement processes or systems to ensure good management of the organization.Develop and oversee the systems that ensure the company complies with all applicable codes, in addition to its legal and statutory requirements.Any other compliance matters as assigned from time to time.

Company Secretary at Head Office location based on the following criteria :-1) Fresh Company Secretary passed out OR candidates with 5-6 months corporate experience (Must have License and Registration No.) .2) Knowledge of Company Law, ROC, Company proceedings etc.3) knowledge of Tally would be an added advantage.4) CTC 3.75 lac 4.5 lac PA 5) Male or Female both can apply.

We are looking for the position of Company Secretary. Below is the job details Ensure compliance with the Companies Act and other relevant laws applicable in India. Keep abreast of changes in local legislation and regulations. Facilitate board and committee meetings, ensuring compliance with legal requirements. Draft and maintain minutes of meetings and resolutions. Act as a liaison with regulatory authorities, such as the Ministry of Corporate Affairs (MCA) and the Registrar of Companies (RoC). Manage communication with shareholders, handling matters such as share transfers, issuances, and dividends. Maintain the statutory register of members. Maintain and update statutory records, including the register of directors and secretaries. Ensure proper documentation of board decisions and resolutions. Provide guidance to the board on legal and regulatory matt Keep the board informed about corporate governance best practices. Provide training to board members on their roles and responsibilities. Stay informed about developments in corporate law and governance practices. Assist in the preparation of board agendas, collation of board papers, and distribution of relevant documents to board members. Contribute to the identification and management of legal and regulatory risks. Advise on legal implications of business decisions. The Company Secretary should also stay updated on any changes in legislation that may impact the company's operations. Advising authorities and BOD (Board of Directors) in risk management; business policies and strategies; corporate social responsibilities; brand equity & image building; managing intellectual rights of the company; ensuring healthy communication between stakeholders; authorities and government.

A joint Sector Company in collaboration with West Bengal Housing Board located in Salt Lake, Sector-V, involved in various infrastructural and real estate activities seek candidates for the position of GROUP CHIEF FINANCIAL OFFICER. The incumbent must be a qualified Chartered Accountant from ICAI with minimum 10 years experience in finance, accounting and leadership having in depth knowledge of financial statements, accounting standards and financial analysis techniques, ability to develop and manage financial plans, budgets and forecasts, knowledge of tax laws, regulations and compliance requirements. Should have the ability to develop and implement business strategies aligning with the organizations goals. Understanding of business operations, market trends and industry dynamics, ability to identify, assess and mitigate financial and operational risks, effective communication and presentation skills to engage with stakeholders, including board members, investors, etc. Prioritize tasks, manage time effectively. His duties will include handling the cash flows and financial planning as well as analyzing the company's financial health; Oversee the organization's financial activities, including being responsible for the finance and accounting professionals who perform operational functions.

Vacancy in a mid size CA FirmPosition: Qualified CSLocation: Dalhousie (Kolkata)Roles & Responsibility:Involve in process of IBC matters, Compliance with IBBI, Compliance with IIIP, Filing petition with NCLT, Appearance before NCLT, Other secretarial matters etcExperience: At least 2 year.CTC: upto 7.20 LPAInterested candidates mail their resume at hr.consultancyshyam1993@gmail.comMention in Subject line:CS- Kolkata

#VACANCY IN A VARIOUS LOCATION FOR SEMI QUALIFIED COMPANY SECRETARY AND PURSUING COMPANY SECRETARY#LOCATION - KOLKATA#CTC UPTO 3.5 LAKHS#ANY ONE INTERESTED TO APLLY hr.consultanctshyam1993@gmail.comand also whatsapp me 8584979790