Nonagon Executive Research

Vikhroli, Mumbai

Location : Dadar Central or Borivali WestJob Description & Key Responsibilities : Responsible for managing & monitoring every activity at the store Monitoring Customer Service in every aspect Providing training to the staff regarding the product Developing skills of the Team Members for selling Maintaining the customer data Handling the outdoor events and jewellery exhibitions Maintaining the stock files Creating the norms for stocks Handling new store opening process. Take Interview for selecting various staff for the store Providing training and motivating Outdoor & Indoor Events Regular update and reporting to management on daily activity Present strategies for sales growth and festive season Co-ordinate with HR manager for efficient management of staff

Designation: Senior Executive/Assistant Manager ComplianceReporting: AVP Compliance & LegalBroad Roles & Responsibilities:1. Assist in ensuring compliances of SEBI regulations including but not limited to SEBI(Investment Advisor) Regulations, SEBI (Insider Trading) Regulations, SEBI (ResearchAnalysts) Regulations, Mutual Fund distribution license.2. Assist in drafting of company level policies/SOPs such as Code of Conduct, Conflict ofInterest, Anti Money Laundering, Outsourcing of activities etc.3. Implement the policies, compliance manual etc. throughout the organization.4. Ensuing the compliances with regards to Know Your Client norms and PMLA5. Carry out internal compliance audit of core functions.6. Supporting the Internal Audit and Compliance Audit function7. Assist/provide training on compliance matters to the relevant stakeholders within theorganization8. Handling/supporting in matters related to Investor Grievance9. Maintaining audit trail, repository of all communication10. Keep abreast of regulatory developments within or outside of the company as well asevolving best practices in compliance control.11. Regularly assess the efficiency of control systems and recommend effective improvements.12. Review and evaluate company procedures and reports to identify hidden risks or commonissues.Requirements:1. Bachelors degree2. Experience of 1-2 years in handling compliances with SEBI intermediaries such as investmentadvisor, stockbroker, mutual fund distributor etc.3. Good communication and interpersonal skills4. An analytical mindset with excellent organizational skills5. NISM certification would be an added advantage.