Compliance Officer (Full Time)

Job DescriptionCompliance Officer Who submission and reporting compliance requirements in all exchangesand like weekly, monthly, quarterly, half yearly and yearly submission of exchanges, APregistration, Terminal creation, watch daily margin utilization etc. And also have to look all theoperation activities like Demat & Trading, Mutual Fund, and KYC/CKYC Registration.Job Responsibilitiesï‚· Client collateral Segregationï‚· Client Fund Allocationï‚· Client Margin Reportingï‚· Retention Processï‚· Ap Reporting, Registration and Auditï‚· Enhance Reportingï‚· Risk Base Supervisionï‚· Submission Half year Net worth Certificateï‚· Cyber Security, System Audit and submit VAPT Reportï‚· Fatca Reporting and Annual Submission of Exchangesï‚· T+2+5 Day working & Roc Related Workï‚· All other Sebi and Exchange related Reportingï‚· Company Compliance

• Experience

  1 - 2 Years

• No. of Openings

  2

• Education

  Graduate (CS)

• Role

  Compliance Officer

• Industry Type

  Banking

• Gender

  Male

• Job Country

  India

• Type of Job

  Full Time

• Work Location Type

  Work from Office