Compliance Officer Graduate Experience Jobs in Ahmedabad

Job DescriptionCompliance Officer Who submission and reporting compliance requirements in all exchangesand like weekly, monthly, quarterly, half yearly and yearly submission of exchanges, APregistration, Terminal creation, watch daily margin utilization etc. And also have to look all theoperation activities like Demat & Trading, Mutual Fund, and KYC/CKYC Registration.Job Responsibilities Client collateral Segregation Client Fund Allocation Client Margin Reporting Retention Process Ap Reporting, Registration and Audit Enhance Reporting Risk Base Supervision Submission Half year Net worth Certificate Cyber Security, System Audit and submit VAPT Report Fatca Reporting and Annual Submission of Exchanges T+2+5 Day working & Roc Related Work All other Sebi and Exchange related Reporting Company Compliance

RBA Finance (P) Ltd. is an RBI-registered NBFC-AFC established in 1996 to finance automobiles, Loan Against Property, and Loans to Micro & Small Enterprises. Over the years, we have become a brand in ourselves by covering a substantial stake in an automobile finance segment from non-banking financial institutions. Our humble beginnings spearheaded our strides into the corporate world and to this day our commitment to nation-building constitutes our core value. We take due cognizance of the fact that we owe our stupendous success to our customers, the unflinching commitment of our employees, and our nationwide presence in 7 states which ensures easy accessibility.COLLECTION OFFICERJob descriptionProfile: Collection OfficerExperience: Minimum 1 year of experience in CollectionLocation: Ahmedabad, Jaipur, Chandigarh, Ludhiana, Jalandhar, Vadodara, Kanpur, Indore, Moradabad.Preferred Industry: Banking And FinanceJob profileTo achieve collection targets of the Respective Branch assigned, ensuring meeting Collection Targets.Meeting the Target on Cost of Collections.Ensuring meeting Targets within cost limit specified on monthly basis.Ensuring legal guidelines comply with the entire collection structure in letters and spirits.Ensure that the collection agencies and executives adhere to the legal guidelines provided by the law in force. Ensure adherence to the Code of Conduct.Continuously monitor collection agencies and collection executives to identify fraudulent practices and ensure that no loss is incurred due to such activities.

Having experience of Legal Aspects i.e. Regarding TCR, Valuation Reports, Documentation, Mortgage and Post Sanction Process.Negotiation Support/Legal DraftingPromote a strong sense of teamwork to ensure all areas work collaborative and as efficiently as possibleEnsure the teams priorities are aligned with Senior Management priorities