Compliance Officer Graduate Fresher Jobs in Navi Mumbai

Responsible for accurate and timely presentation and reporting of financial information ofthe Bank. Establish accounting policies and procedures wherever required. Compliancewith financial regulations and standards wherever applicable.Responsible for reporting the fraud incidents of our Victim customers in PortalFraud Txn Monitoring Analyst: Transaction monitoring through various tools via alerts which includes EFRM portal , NPCIportal and alerts received through Internal team to suspect various fraud activities and takeimmediate action on the same.Risk Investigation Analyst: Reviewed and analyzed online banking/ ACH transactions to determine fraud activity. Executed and performed client services which included; client calls, transaction processing,inquiry response/ research, account maintenance and analyzing customer questions,requests and problems. Executed and performed the day-to-day resolutions of complex problems and escalatedclient complaintsPerform fraud investigations and submit reports to the concerned managerInteract with external partners such as law enforcement agencies, vendors and banks tovalidate information to check fraudulent activities.Interact with external partners such as law enforcement agencies, vendors and banks tovalidate information to check fraudulent activities.Transaction Monitoring and Analysing on UPI and EPI related cases referred toregions. Highlighting negative / fraud beneficiary and purported details to centralised team. Handling Reconciliation's, Charge-back, Merchant Payment process, Inventory, Day to Day, Weekly, Monthly & Quarterly MIS/Reports related to Networks (Visa/MasterCard/Maestro/Rupay) and Program/Mirror/Nodal Accounts. Helping the Merchants to resolve their queries related to Payments & technical issues during transactions. Managed the team by floor walking, to resolve process related queries and groomed them through regular process and quality feedbacks. Identifying any weakness

About us:We are headquartered in New York, USA committed to provide sustainable and scalable solutionstowardsclinical research and bioinformatics needs. Our team hasa decade worth of experience in medical information management, especiallyincancer research. Good data drives quality researchandwe recognize that todays research will shape the clinical practice guidelines of tomorrow. Our information technology and data management solutions can streamline and integrate research and patient care workflows to collect quality data and achieve research goals.Job Title:Sr. Executive Department: Risk & Compliance Job Location:Navi MumbaiReporting to: ManagerJob Duties / Responsibilities:Performing daily random audits of computer systems to check the effectiveness of IT controlsConduct Compliance Induction for new joiners.Provide developmental training to staff within defined time line based on business needs.Maintain updated centralized master list for all compliance related functions.Periodic review and up gradation of all mandatory, essential, MR/ISM manual, and procedure documentsConduct Risk & Compliance awareness test to employees at 6-month intervalPrepare and publish the Compliance awareness and Medicare assessment reportReview audit checklists to improve effectivenessTo monitor and ensure continual improvement on QMS/ISMS/SOC and other security auditsCoordination with software team/other process owners on any requirements related to Security and QualityCoordinate and guide the stakeholders in reporting and closing Audit observations and incidents.Education and Experience:Any graduate with good communication skillsOverall IT experience of 4 to 8 years, with a minimum of 2 to 4 years in IT Security, Audit, or Compliance roles.Experience in handling SIEM tools, knowledge of ISO 27001 requirements, and Vulnerability assessments are a plusCertifications like ISO 27001, Security+, or any Security certification.

About us: We are headquartered in New York, USA committed to provide sustainable and scalable solutions towards clinical research and bioinformatics needs. Our team has a decade worth of experience in medical information management, especially in cancer research. Good data drives quality research and we recognize that todays research will shape the clinical practice guidelines of tomorrow. Our information technology and data management solutions can streamline and integrate research and patient care workflows to collect quality data and achieve research goals. Job Title: Sr. Executive Department: Risk & Compliance Job Location: Navi Mumbai Reporting to: Manager Job Duties / Responsibilities: Performing daily random audits of computer systems to check the effectiveness of IT controls Conduct Compliance Induction for new joiners. Provide developmental training to staff within defined time line based on business needs. Maintain updated centralized master list for all compliance related functions. Periodic review and up gradation of all mandatory, essential, MR/ISM manual, and procedure documents To plan and conduct Risk & Compliance awareness test to employees at 6-month interval Prepare and publish the Compliance awareness and Medicare assessment report Review audit checklists to improve effectiveness To monitor and ensure continual improvement on QMS/ISMS/SOC and other security audits Coordination with software team/other process owners on any requirements related to Security and Quality Coordinate and guide the stakeholders in reporting and closing Audit observations and incidents. Education and Experience: Any graduate with good communication skills Overall IT experience of 4 to 8 years, with a minimum of 2 to 4 years in IT Security, Audit, or Compliance roles. Experience in handling SIEM tools, knowledge of ISO 27001 requirements, and Vulnerability assessments are a plus Certifications like ISO 27001,Sneha Adidravidar,

Responsible for accurate and timely presentation and reporting of financial information ofthe Bank. Establish accounting policies and procedures wherever required. Compliancewith financial regulations and standards wherever applicable.Responsible for reporting the fraud incidents of our Victim customers in PortalFraud Txn Monitoring Analyst: Transaction monitoring through various tools via alerts which includes EFRM portal , NPCIportal and alerts received through Internal team to suspect various fraud activities and takeimmediate action on the same.Risk Investigation Analyst: Reviewed and analyzed online banking/ ACH transactions to determine fraud activity. Executed and performed client services which included; client calls, transaction processing,inquiry response/ research, account maintenance and analyzing customer questions,requests and problems. Executed and performed the day-to-day resolutions of complex problems and escalatedclient complaintsPerform fraud investigations and submit reports to the concerned managerInteract with external partners such as law enforcement agencies, vendors and banks tovalidate information to check fraudulent activities.Interact with external partners such as law enforcement agencies, vendors and banks tovalidate information to check fraudulent activities.Transaction Monitoring and Analysing on UPI and EPI related cases referred toregions. Highlighting negative / fraud beneficiary and purported details to centralised team. Handling Reconciliation's, Charge-back, Merchant Payment process, Inventory, Day to Day, Weekly, Monthly & Quarterly MIS/Reports related to Networks (Visa/MasterCard/Maestro/Rupay) and Program/Mirror/Nodal Accounts. Helping the Merchants to resolve their queries related to Payments & technical issues during transactions. Managed the team by floor walking, to resolve process related queries and groomed them through regular process and quality feedbacks. Identifying any weakness

Responsibilities*Develop, implement, and manage the organization's compliance policies, procedures, and programs to ensure adherence to relevant laws, regulations, and industry standards.*Stay up-to-date with evolving regulatory requirements and industry best practices, providing guidance to internal teams on compliance matters.*Conduct thorough risk assessments to identify potential compliance vulnerabilities and gaps, and recommend mitigation strategies.*Collaborate with cross-functional teams to design and deliver compliance training programs for employees, ensuring awareness and understanding of compliance obligations.*Monitor and evaluate the organization's activities to ensure they align with compliance policies and regulations, proactively identifying areas for improvement.*Perform regular audits and assessments to measure compliance effectiveness, producing reports and recommendations for senior management.*Develop and maintain a framework for reporting and investigating compliance violations, and ensure appropriate corrective actions are taken.*Liaise with regulatory authorities and industry associations, representing the organization and responding to inquiries or audits as needed.*Stay informed about changes in laws, regulations, and industry standards, and communicate their impact to relevant stakeholders.*Collaborate with legal and risk management teams to address compliance issues and provide legal support as necessary.*Lead the response to compliance incidents, guiding investigations, overseeing corrective actions, and preventing future occurrences.*Build and nurture a culture of compliance within the organization, promoting ethical behavior and responsible business practices.*Provide regular updates and reports to senior management and the board of directors on the organization's compliance status and performance.

Roles & Responsibilities Co-ordinate with Operations Head and Team for smooth functioning of Compliances Key member during the coordination of new clients handover smooth process of compliance cycle Helping in drafting the mail, show cause notices reply and other misc. work. Taking the feedback from clients on given services and regular quarterly meet with clients. Meet authorities on escalate matters regarding PF, ESIC and PT Reporting to Operation Head and other management people about the feedback of clientSkills and Competencies required Expertise in compliances labour Laws Client escalation Management Process orientation