Urgent Requirement For Lead – Compliance

Boyen Haddin Consulting

1. regulatory compliance: stay up-to-date with relevant laws, regulations, and guidelines governing the

hfc/nbfc and ensure the company's operations align with these requirements.

2. policy development and implementation: develop and maintain comprehensive compliance policies,

procedures, and controls to meet regulatory standards and internal risk management needs.

classification | internal

3. internal monitoring and auditing: perform regular internal compliance audits and assessments to identify

potential risks, weaknesses, and non-compliance issues. implement corrective actions and monitor their

effectiveness.

4. reporting and documentation: prepare and submit accurate compliance reports to senior management,

board of directors, and regulatory authorities, as required.

5. regulatory liaison: serve as the primary point of contact for interactions with regulatory bodies, responding

to inquiries, and ensuring timely compliance with information requests.

6. risk assessment: collaborate with the risk management team to assess compliance risks and support the

development of risk mitigation strategies.

7. aml/cft compliance: oversee anti-money laundering (aml) and counter-terrorist financing (cft)

compliance efforts, including customer due diligence and suspicious activity reporting.

8. data protection: ensure compliance with data protection and privacy laws, safeguarding customer and

employee data.

9. code of conduct: promote a culture of ethical conduct and integrity within the organization and investigate

any reported breaches of the code of conduct.

10. monitoring regulatory changes: keep abreast of changes in regulations and proactively adapt compliance

processes to comply with the evolving regulatory environment.

11. training and development: keep yourself and the compliance team updated with industry trends, best

practices, and emerging compliance issues.

• Experience

  5 - 11 Years

• No. of Openings

  1

• Education

  LLB, Company Secretary

• Role

  Compliance Lead

• Industry Type

  Banking / Financial Services / Stock Broking

• Gender

  [ Male / Female ]

• Job Country

  India

• Type of Job

  Full Time

• Work Location Type

  Work from Office