Dear Candidate,We are one of the top CA firm in Mumbai specialized in providing Compliance advisory services, Inspections, Audits of multiple Broking houses, Depository Participants, AMC's, NBFC etc. We have a PAN India presence with more than 300 clients.About role:Designation: Audit ExecutiveLocation : Andheri, Borivali and Sion ( Immediate Joining)Qualification: Specialized in Commerce BackgroundDescriptionHandled compliance related inspections of various types of Brokers of the Exchangeincluding Small & Medium Size stock brokers, proprietary traders, brokers having institutional clients, banks dealing in equity market and big broking houses.Conducting in-depth financial analysis and risk assessment of stock broker to gaugetheir solvency and to evaluate the potential risk they pose to system.Conducting and managing Internal audits of various broking Houses.Assisting and providing expert advice to Stock Brokers, DPs and other clientsregarding compliances.Drafting of various observations of the queries raised by Exchanges/ SEBI.Implementing various circulars issued by NSE/SEBIClient Co-Ordination and assisting team for the various audits.Job Types: Full-time, Regular / Permanent, FresherSalary: 1,00,000 to 2,00,00 per annumSchedule:Day shiftMorning shift