Hiring Compliance Officer For Gurgaon

- Circular Management: Reading, interpreting, and disseminating regulatory circulars, updates, and changes to relevant employees. This includes ensuring understanding and implementation of new requirements.

- Exchange Reporting: Preparing and submitting reports to regulatory bodies and exchanges accurately and on time.

- Alert Monitoring: Monitoring regulatory alerts and received form exchanges & generated through back office software for potential compliance risks and taking appropriate action by sending mails to clients.

- Maintaining Compliance Records: Maintaining accurate and up-to-date records of compliance activities, audits, investigations, and training

Essential Skills and Competencies

- Regulatory Knowledge

- Analytical and Problem-Solving Skills

• Experience

  4 - 9 Years

• No. of Openings

  1

• Education

  Graduate

• Role

  Compliance Officer

• Industry Type

  Banking / Financial Services / Stock Broking

• Gender

  [ Male / Female ]

• Job Country

  India

• Type of Job

  Full Time

• Work Location Type

  Work from Office