Compliance Manager (1-5 Years)

  • icon job experience 1 - 5 Years
  • icon job opening 4 Openings
  • icon salary 2.0 - 4.5 Lac/Yr
  • icon job posting Posted today
  • Face-to-Face interview Face-to-Face interview
  • icon job location Delhi
Key Skills

Compliance Assessments Compliance Analysis Compliance Programs Compliance Monitoring Regulatory Compliance Documentation

Job Description

- Handle IEPF-related share and dividend recovery cases.

- Coordinate the collection and verification of client documents, KYC details and supporting records.

- Prepare, organize and maintain compliance documents and case files.

- Track the status of pending cases and ensure timely follow-ups.

- Coordinate with companies, Registrars and Transfer Agents (RTAs) and relevant authorities for case updates.

- Assist with MCA/ROC portal-related work and routine corporate compliance documentation.

- Maintain Excel sheets, case trackers and databases.

- Follow up with clients for pending documents and updates.

- Ensure accuracy of records and timely completion of assigned tasks.
  • Experience

    1 - 5 Years

  • No. of Openings

    4

  • Education

    Graduate (B.A, B.B.A, B.Com, LLB, CA, CS)

  • Role

    Compliance Manager

  • Industry Type

    Financial Sector

  • Gender

    [ Male / Female ]

  • Job Country

    India

  • Type of Job

    Full Time

  • Work Location Type

    Work from Office

  • Face Interview Location

    A-1, First Floor, Model Town-Part-1, New Delhi-110009

About Topline Solution Private Limited

Topline Solutions Pvt. Ltd. is a trusted name in the Discovery & Recovery of Unclaimed Investments in India. We specialize in helping individuals, families, and NRIs reclaim forgotten or unclaimed financial assets such as shares, dividends, mutual funds, bonds, and other investments. With years of domain expertise and a client-first approach, Topline Solutions has successfully assisted thousands of investors in recovering their rightful wealth. Backed by a team of experienced professionalsincluding financial experts, legal advisors, and compliance specialistswe ensure a transparent, structured, and stress-free recovery process. Our operations span across major Indian cities, enabling us to serve investors nationwide while maintaining the highest standards of integrity, compliance, and confidentiality.
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