Compliance Executive Intern

Estabizz Fintech Private Limited

job description

• handling all compliances related to sebi and various exchanges in cash, f&o, currency and commodity segments

• adhering into compliance calendar of all exchanges in all segments

• responsive & written correspondence with sebi & various exchanges

• preparation of mis reports

• filing, drafting replies of matter related to arbitration, sebi and all exchanges.

• handling igrc matters with bse and nse and resolving client complaints

• coordinating with legal counsels and advisors

• handling compliances related to pms , dp & broker

• taking care of timely reporting related to exchange . checking the data of reporting through different aspects and identify the problems in the data part of reporting

• reading circulars and amendments

• taking care of internal audit

• taking care of ap and audit part

• mom drafting and updating to the concern

educational qualifications:

candidate should be a graduate. he / she may have a degree of llb / llm (corporate & securities law) / company secretary.

required skills:

• well versed with handling of all compliance & legalities

• tech savvy & systems oriented

• good spoken and written english

• convincing abilities

• candidate would be required to liaise closely with business & support groups mainly, settlement-dp, client account, marketing, branches, sub-brokers & all the associates.

• Experience

  0 - 1 Years

• No. of Openings

  3

• Education

  LLB, LLM

• Role

  Compliance Executive intern

• Industry Type

  Recruitment Consulting / Staffing Services

• Gender

  [ Male / Female ]

• Job Country

  India

• Type of Job

  Full Time

• Work Location Type

  Work from Office