SOX Jobs

The Technical Specialist will be responsible for analyzing and improving business processes through process mapping, workflow analysis, and business process management techniques. They will be expected to have a strong understanding of Lean methodologies, Six Sigma, and change management principles to drive process improvements within the organization.The Technical Specialist will also be responsible for managing projects related to process optimization, data analysis, and statistical process control. They will be required to conduct root cause analysis, gap analysis, and requirements gathering to identify opportunities for process improvement.

Preferably CA/MBA/B.E/B.Tech with 3 to 7 years of implementation and advisory experience on Oracle Cloud ERP/EBS security and controls.Ability to drive risk and control programs for Oracle EBS/ERP Cloud, with a focus on the following: Segregation of duty concerns in an ERP environment along with an ability to design SoD (Segregation of Duties) risk libraries, and preparation of remediation roadmaps.System role-design, build security and troubleshoot security defects.Design risk control matrices by conducting workshops with business process owners.Review Oracle ERP IT Application Controls (ITAC) for test of design and test of effectiveness.Identify potential opportunities to automate current ITDM/manual controls leveraging Oracle EBS/ERP Cloud.Deep understanding of regulatory frameworks like COSO, COBIT.Knowledge and audit experience across regulations like SOX, GDPR, CCPA.Functional knowledge on Oracle EBS/ERP Cloud Financials, Procurement, Supply chain management, Projects and HRMS is a pre-requisite.Ability to simplify data and explain trends through Excel spreadsheets, dashboards, power-point presentations is highly desirable.Knowledge of Oracle GRC (Governance, Risk & Compliance) & Oracle Risk Management Cloud (RMC) is highly desirable.Working knowledge on Peoplesoft, NetSuite, MS Dynamics and Workday would be an added advantage.Willing to learn and work on different ERPs and CRM solutions.

SOX experience Has worked in BIG4 consulting firm for at least 2 years. Strong critical thinking and problem-solving skills around complex business issues Project, and time management skills. Effective verbal and written communications, including active listening skills and skills presenting findings and recommendations. Ability to effectively influence individuals to action at different levels of internal and external organizations.Flexibility, adaptability, and comfort in dealing with new business areas and situations.Work location - BangaloreHybrid work model 1 Week WFO + 3 weeks WFHUK Shifts (3 PM-12 PM) / US Shifts (6 PM to 2.45 AM) - Subject to Business requirement.Education/Work Experience:1. CA with 5+ years of relevant experience (Highly Preferred)2. MBA Finance only (with minimum 7+ years of relevant SOX experience)

Understand the business and identify the risks in operations. Demonstrate the potential and initiative to undertake independent responsibility Manages performance of audit assignments, prepare working papers and comprehensive audit reports. Ensure recommendations are clearly explained and agreed by management. Follow up and validate the implementation of corrective actions. Coordinates, and interacts with cross functional team; performs miscellaneous job-related duties as assigned. Prepare periodical reports and to keep track of Audit observations and the status updates. Ensure timely completion of Audit and reporting of exceptions. Management review of the internal financial controls (IFC) and Compliance. Close interaction all the stakeholders and discussing audit reports with counter action plan with top management

Job Title: Manager Internal Audit Aviation Industry - GurgaonJob ResponsibilityShould have knowledge in Company interna Audit across all functions - Sales Audit,PurchaseAudit,HR Audit.Must have handled SOP and compliance.Evaluate Internal control.Key Skills: Key Skills:MS OfficeTarget Industry: OpenGender: MaleExperience: 3-5 years in reputed consulting firms or corporatesJob Location: GurgaonWorking Days : 6 days (10am to 7pm)Qualification: CA QualifiedNotice Period: Immediate to 30 daysRelocation candidates: No

Key Responsibilities: Spearhead internal client facing teams and guide them on solution delivery. Independently lead smaller modules of the engagement. Identify, assess and monitor risks by developing a risk management plan and strategy and identify opportunities to improve business processes. Assist clients in addressing compliance, financial, operational and strategic risk. Assist team members in developing technical and professional competency. Coach, train and support consultants in the team. Independently execute assignments. Typical assignments comprise of conducting reviews of systems, internal controls, re-engineering processes, documentation of Standard Operating Procedures, and cost & working capital optimization. Effectively deliver tasks on projects as guided by the management team. Manage multiple assignments and related project internal teams. Meet quality guidelines within the established turnaround time (or allotted budget) for assigned requests. Establish deep relationships with client personnel (at appropriate levels) by understanding clients perspective. Assist clients with testing internal process controls and developing internal audit plans. Assess the current state of an organization's internal control/Sarbanes-Oxley Act framework and help clients drive value and efficiency in their internal controls by implementing leading practices. Constantly monitor project progress, manage risk and verify key stakeholders are kept informed about progress and expected outcomes. Participate in sales and support business development initiatives.Desired Profile: CA (1st attempt preferred) /MBA (from a top tier business school) with a commerce background would be preferred. Minimum 2+ years experience in a related field, preferably in internal audit, consulting, advisory, professional services and/or industry.

Job Details :- Proficient with IT risk and controls - Experience working on ITGCs, ITACs, IPEs, SOX readiness/attestation and/or SOC1/SOC2/SOC3, HITRUST - Preferred exposure in auditing ERPs such as SAP and Oracle, along with supporting tools such as GRC, JIRA, and Service Now - Preferred experience in client facing/consulting roles - Overview or exposure of working on entire audit engagement lifecycle - Preferred exposure on cybersecurity controls, ISO 27001, cloud technology - For levels from Deputy Manager and above, preferred experience of working on RFPs, thought papers and report writing - Preferred relevant educational background - engineer, Chartered Accountant and MBAs with relevant work experience

The individual should have the ability to work effectively under pressure without compromising professional standards or quality of the work being performed. As part of the Controls Assurance team, members will assist territory engagement teams with testing of IT general controls and Manual controls activities. These activities will primarily relate to the following cycles / domains: - Change management - Logical access (i.e. user administration, access recertification) - Computer operations (i.e. problem management, batch processing, back-ups) - Program development - SOC 1 & SOC 2 reporting - Understanding of Business Process cycles (Purchase to Payable; Revenue & Receivables; Inventory; Payroll; Treasury etc). - Design effectiveness of IT and/or Business Process controls (Walkthrough with clients) - Operating effectiveness of controls - SOX 404 - SOX Compliance - Performing quality review of the work prior to client deliverables Have understanding of Internal controls and compliance and how it relates to the overall audit. Perform work and provide related deliverables in accordance with SDC User Guide and instructions as applied to engagement team work request submissions Maintain working knowledge of SDC User Guides Monitor time and manage deadlines Adhere to PwC SDC policies and procedures Participate in training, coaching and other developmental opportunities

With more than 62,000+ people across over 140+ countries, It is also one of the worlds leading organisations of independent assurance, tax and advisory firms. They run focused programmes in six key sectors: Automotive, Banking, Financial Services and Insurance (BFSI), Consumer Products, Healthcare and Life Sciences, Media, and Real Estate. Our client has a deep understanding of these sectors, including emerging trends, challenges, disruptions and issues faced by the companies we serve in these sectors

Protiviti Multiple Roles Internal Audit (BFSI Domain) MumbaiExperienced CA / MBA opening for Internal Audit (BFSI Domain).Roles: Manager, Deputy Manager & Sr. ConsultantDomain: Internal Audit (BFSI Domain)Experience: 2-6 YearsCTC: Up to 18 LPA (Depending upon Experience)Location: MumbaiHow to apply:

Designation - Internal Audit Candidate with experience Range of 2 to 4 Years will be Preferred.Responsible for internal audit procedures and work programs for clientsExecute the assignment as per internal standardsDrafting of report as per internal standardsEnsuring compliance with Audit Standards & completing audits within timelines.Take up internal audit assignments by defining the scopeIdentification of risk and cost reduction opportunities for our clients.Recommend measures for improving efficiency, productivity and reducing costs.To review Business process & internal controls.Use various analytical tools, rating indices to evaluate, benchmark processes, and environment in Client organizations.Develop knowledge of specific business, industry, technical and environmental risks to focus work on highest risks.Demonstrating knowledge of client decision-making and support processes and key client business driversRequired Candidate profileExcellent communication skillsExperience in SOP, P2P ,O2C, IFC Testing, RCM, SOP Development

Implement audit plans/execute audits as per the defined audit plan for the year.Management, Change Management, Application Development, Incident.Supporting teams in performing testing of automated application controls.Evaluate and examine processes, policies, procedures and systems by performing walkthroughs, to identify risks and mitigating controls.Based on gaps identified, suggest controls which mitigate the risks and agreewith process owners.Document the work papers for the work performed, in the Central repository.Prepare audit reports and discuss the same with the auditee to agree on issuesand action plans thereof.Participate and support the seniors in delivering value add services to the business.

Job Descriptions: Understand or define audit scope & develop audit plan/program Understand IT security and governance review, IS/IT policy and IT general and application inbuilt control audit Identify risks and assess existence, efficiency and effectiveness of IT control environment and processes Manage/ execute audit test procedures including reviewing and analysing evidences Comparison of client organisations processes with best practices for standards and procedures Identify areas of improvements and provide recommendations from assessment Draft high-quality reports and ensures findings are accurate along with presentation skills Ensure timely delivery of status updates and final reports to clients Provide mentorship and coaching to staff; responsible for technical development of staff Keep abreast of emerging technologies with the IT environment and help in developing audit plans to counter whatever risks that might be associated with the application of such technologies Ready to travelKnowledge: Well familiar with basics of Audit standards and frameworks SOX, COSO, COBIT, NIST, ISO 27001 Basic understanding of System operations, Database, Applications, Firewall, Network management, data centre controls Ability to use data analysis tools like ACL, MS Excel, IDEA, Tableau

We are hiring candidates with experience in Internal financial controls (IFC), Internal Audit, SOX compliance, operational risk, risk-based audit, risk advisory functions, etc.ResponsibilitiesPerform and control the full audit cycle including risk management and control management over operations effectiveness, financial reliability and compliance with all applicable directives and regulationsDetermine internal audit scope and develop annual plansObtain, analyse and evaluate accounting documentation, previous reports, data, flowcharts etcPrepare and present reports that reflect audits results and document processAct as an objective source of independent advice to ensure validity, legality and goal achievementIdentify loopholes and recommend risk aversion measures and cost savingsMaintain open communication with management and audit committeeDocument process and prepare audit findings memorandumConduct follow up audits to monitor managements interventionsEngage to continuous knowledge development regarding sectors rules, regulations, best practices, tools, techniques and performance standards

Roles & Responsibilities: Candidate shall be required to perform field work in risk based internal audits,Sarbanes Oxley, Internal Financial Controls, Enterprise Risk Management, etc.covering following activities:o Preparing risk and control matrices.o Planning for field work.o Day to day guidance to Associates working in teamo Day to day coordination with reporting manager The candidate will have to review operational, financial, and technology processes toprovide management with an individual assessment of business risk, internal control,and the overall effectiveness and efficiency of the process. The candidate may be required to travel outstation Candidate should be willing to work extended hours based on the requirements ofassignment Candidate would be working in a client facing environmentDesired Profile: Education - Qualified CA, CIA or MBA Prior experience in in Internal Audit will be an added advantage. Any additional certifications like CS, CWA, CFA will be added advantage.Skill Set: IT Skills o Should be good with MS Excel, MS Word and MS Powerpointo Basic knowledge of ERP like SAP, Oracle, etc. will be added advantage. Other Skills o Should be excellent in written and oral communication.o Should be able to display confidence in client facing role.o Should have good understanding of business processes and riskso Should be logical and analytical in approach with a keen eye for detail

The resources should have ITGC, IT Audit < IT Advisory experience within the financial services industry (or consulting experience working with financial services clients).Area of focus: Provide IT Audit, ITGC, analysis, and technical writing to support the development of timely, accurate, and comprehensive responses to client and regulatory requests related to the firms technology risk program.Key Responsibilities: Direct, client-facing engagement responsibilities. Serving as both role model and trainer, demonstrates the attributes of excellent client service and assists team members in developing technical and professional competency. Identifies areas of IT risk and opportunities to improve IT business processes.Desired Profile:1. Experience in Information technology risk , IT audits, ITGC and IT Risk Management2. Qualification BE, MBA (desirable) and Certifications (desirable) CISA, CISSP, PMP, ITIL, CEH , COBIT, ISO 270013. Experience in conducting Information technology assessment and Risk management in accordance with established standards such as ISO27001 etc.4. Hands-on experience in the multiple areas of IT audits, SOX / ICFR / IFC / SAS 70 / SSAE / SOC, IT Financial Audit and Business Automated Controls, IT Risk consulting or any other regulatory / compliance audits.5. Experience in delivering result oriented solutions to Senior Management and Boards of Directors. Risk assessment and other risk management consulting experience.6. Experience with regulatory and compliance audits. Experience with creating Information Security Framework and its related policies and procedures.7. Strong knowledge of ERP's like SAP / OFIN / JDE / etc and their native application controls. Knowledge of IT Security aspects towards key areas like Cloud Computing, Cyber Risks, Network Security, database management systems, SDLC, IT general controls (ITGC), COBIT, COSO 2013.Application functionality.

The resources should have ITGC, IT Audit < IT Advisory experience within the financial services industry (or consulting experience working with financial services clients).Area of focus: Provide IT Audit, ITGC, analysis, and technical writing to support the development of timely, accurate, and comprehensive responses to client and regulatory requests related to the firms technology risk program.Key Responsibilities: Direct, client-facing engagement responsibilities. Serving as both role model and trainer, demonstrates the attributes of excellent client service and assists team members in developing technical and professional competency. Identifies areas of IT risk and opportunities to improve IT business processes.Desired Profile:1. Experience in Information technology risk , IT audits, ITGC and IT Risk Management2. Qualification BE, MBA (desirable) and Certifications (desirable) CISA, CISSP, PMP, ITIL, CEH , COBIT, ISO 270013. Experience in conducting Information technology assessment and Risk management in accordance with established standards such as ISO27001 etc.4. Hands-on experience in the multiple areas of IT audits, SOX / ICFR / IFC / SAS 70 / SSAE / SOC, IT Financial Audit and Business Automated Controls, IT Risk consulting or any other regulatory / compliance audits.5. Experience in delivering result oriented solutions to Senior Management and Boards of Directors. Risk assessment and other risk management consulting experience.6. Experience with regulatory and compliance audits. Experience with creating Information Security Framework and its related policies and procedures.7. Strong knowledge of ERP's like SAP / OFIN / JDE / etc and their native application controls. Knowledge of IT Security aspects towards key areas like Cloud Computing, Cyber Risks, Network Security, database management systems, SDLC, IT general controls (ITGC), COBIT, COSO 2013.Application functionality.