Fresher Compliance Officer Jobs

Job descriptionResponsibilities:-Stay up to date with all relevant international and local laws governing remittance services.-Interpret and apply regulatory requirements in day-to-day compliance, Developing and maintaining compliance conduct, policies, and procedures.-Monitor and ensure adherence to Anti-Money Laundering (AML) and Know Your Customer (KYC) regulations.-Conduct transaction monitoring against compliance rules and sanction lists and perform regular compliance audits and risk assessments to identify potential issues.-Collaborate with internal teams to identify, address, and rectify compliance deficiencies.-Oversee the CDD process, ensuring that customer information is accurately collected, verified and recorded-Monitor and report unusual transactions and activities-Collaborate with the management team to implement risk control measures and risk mitigation.Qualifications:-Bachelors degree in management, Law, IT, finance, or a related field (masters degree or relevant certifications preferred).-1 years of prior experienced-Strong understanding of AML, KYC, and other compliance regulations.-Excellent analytical and problem-solving skills.-Attention to detail and a high level of accuracy.-Strong communication and interpersonal skills. Please submit your updated resume along with a cover letter to hrd@fintech.com.np;

We need a CA,CS or CS LLB to fulfill our compliance. We have 5-6 companies.multiple tasking

I need a fresher student

Company DescriptionTopLine Solutions Pvt Ltd is a company that specializes in helping and assisting investors and their family members across India and the Globe in reclaiming their unclaimed financial investments. They work PAN India and abroad, serving clients in various cities in India and overseas.Role DescriptionThis is a full-time on-site role for a Comliance Officer at Topline Solutions Pvt Ltd located in Model Town. The role involves assisting investors and family members in reclaiming unclaimed financial investments, managing legal and regulatory compliance, coordinating with clients, and maintaining financial records.QualificationsLegal and Regulatory Compliance, Financial Record ManagementKnowledge of Company Law and Secretarial PracticesStrong Interpersonal and Communication SkillsAttention to Detail and Analytical SkillsAbility to work independently and as part of a teamExperience in the financial services industry is a plusPrevious Experience with RTA/Investor relation department of Listed companies will be a plus and preferred. Interested candidates can apply or email the same to us at info@thetoplinesolution.com

Responsibilities*Develop, implement, and manage the organization's compliance policies, procedures, and programs to ensure adherence to relevant laws, regulations, and industry standards.*Stay up-to-date with evolving regulatory requirements and industry best practices, providing guidance to internal teams on compliance matters.*Conduct thorough risk assessments to identify potential compliance vulnerabilities and gaps, and recommend mitigation strategies.*Collaborate with cross-functional teams to design and deliver compliance training programs for employees, ensuring awareness and understanding of compliance obligations.*Monitor and evaluate the organization's activities to ensure they align with compliance policies and regulations, proactively identifying areas for improvement.*Perform regular audits and assessments to measure compliance effectiveness, producing reports and recommendations for senior management.*Develop and maintain a framework for reporting and investigating compliance violations, and ensure appropriate corrective actions are taken.*Liaise with regulatory authorities and industry associations, representing the organization and responding to inquiries or audits as needed.*Stay informed about changes in laws, regulations, and industry standards, and communicate their impact to relevant stakeholders.*Collaborate with legal and risk management teams to address compliance issues and provide legal support as necessary.*Lead the response to compliance incidents, guiding investigations, overseeing corrective actions, and preventing future occurrences.*Build and nurture a culture of compliance within the organization, promoting ethical behavior and responsible business practices.*Provide regular updates and reports to senior management and the board of directors on the organization's compliance status and performance.

Need candidate who is having experience in ESI, Payroll and statutory compliance, salary preparation, SARALA SoftwareImmediate joiner need

Vacancy for a position of an Asst. Manager (Legal and Compliance) with at least 3 years of Post Qualification Experience. Company Secretary + Lawyer with great drafting skills & has to be a team player and a quick learner. It is a dynamic position with a lot to offer in the fields of Commercial and Corporate Law. It shall really help if the candidate is well-versed with IBC. The work profile includes drafting and vetting documents, agreements, petitions and pleadings, research work, attending court proceedings, briefing senior advocates, and coordinating with advocates on record. Other than that, to support Secretarial functions like preparation of notice and agenda, minutes of meetings, filing of ROC forms and other routine compliance-related tasks. P.S. Candidates willing to join immediately and already based in Mumbai would be preferred.Interested candidates may send their CVs

Candidate shall be involved in Formation of Companies, LLPs., Company Law and Secretarial Compliances, registrations, Compliance/ Due Diligence Audits, reporting compliance with RBI under FEMA, Corporate Advisory, IPR related matters , Drafting of Agreements: Joint Venture agreement, Take Over deed, Debenture Trust deed, SHA , SSA, PAN, TAN, Shop Act License, GST and Tax registrations and advisory.