Shah and Kapadia Associates

Mumbai, Maharashtra

Dear Candidate,We have a job opportunity with our firm. We are practicing chartered accountants specializing in the area of audit of financial intermediaries (Stock brokers, commodity brokers, depository participants, PMS companies, Housing Finance companies, Insurance companies, etc).Job Role: DP AuditorLocation: Mumbai (Andheri)Responsibility-Candidate will be involve in auditing various process of Depository participants.Verify the Execution of day today securities transaction in the system (Back office system namely DEBOS, DPSECURE & Main System of CDSL-CEDAS and NSDL-DPM system)Vouching various products of DP Account Opening Form, Demat/ Remat Request Forms, Pledge & Hypothecation, Delivery Instruction Slip (DIS) & product of Modifications.Branch bank Audit with Updating Daily circulars & knowledge material to team members.Drafting scrutinize value additions for report discussion with client & Ensure compliance after closing the relevant observations.Executing & Drafting KYC, Monthly and half yearly report as per defined standards by SEBI,CDSL ,NSDL & Uploading the half yearly report on portal.Attending management response through calls and e-mails.Taking follow up and Close them within stipulated time.Job Type: Full-timeJob Types: Full-time, Regular / Permanent, FresherSchedule:Day shiftFixed shiftMorning shift

Urgent requirement for Customer Service Executive. Languages required: Kannada, Tamil, Telugu, Punjabi, Oriya, Bengali, Malayalam and Gujarati.

Job descriptionDear Candidates,We are one of the top CA firm located in Sion, Mumbai. It is an established firm for 10 years and having tie-ups with more than 300+ clients in the finance industry. Mainly Broking, Depository Participants, NBFC's, AMC's, etc. We are well known and specialized in assisting clients with various Audits and Advisory services. The company has a presence at the PAN India level.Designation: Audit ExecutiveExperience: FresherDescription:Involve in various auditing processes such as Branch AP Audits, Internal Audits, KYC Audits, DP Audit Weekly submissions, etc. Ensures compliance with established internal control procedures by examining records, reports, operating practices, and documentation.Completes audit work papers by documenting audit tests and findings.Co-ordinated with respective team members and execute auditsMake Audit reports* Training will be provided by the company.Background:1. Degree holder ( B.com and BAF Graduates)Salary: Negotiable as per industry standardsDay ShiftJob Type: Full-timeJob Types: Full-time, Fresher, PermanentSalary ; 10,000 to 12,000 per month

Job descriptionResponsibilities:-Handling and execute audits or inspection with respect to SEBI Compliance ofvarious brokers which Includes Small, Medium & big broking houses, brokershaving institutional clients etc- Conducting in-depth financial analysis and risk assessment of stock broker togauge their solvency and to evaluate the potential risk they pose to system.- Develop audit plan, executing the action plan and finalizing audit report-Assisting and providing expert advice to Stock Brokers, DPs and other clientsRegarding compliances.- Implementing various circulars issued by Exchange / SEBI- Client Co-Ordination and assisting team for the various auditsRequirement: Qualified Chartered Accountants (CA)Experience: 0 to 4 yearsJob Type: Full-time

Greetings!We have an opening for Shah Kapadia & Associates for Auditing fieldQualification: Graduates (must)Experience: 0 to 1 yearLocation: Surat / Ahmedabad

Job descriptionJob brief :Responsibilities include conducting thorough research on industry-related topics, generating ideasfor new content types and proofreading articles before publication. You need to be familiar withproducing online content and should have an eye for detail, which will help in you delivering qualityarticles that appeal to our audiences, attract customers and boost brand awareness.Experience :- 2 to 4 yearsJob Location Mumbai & PuneResponsibilities : Research industry-related topics (combining online sources, interviews and studies) Write clear marketing copy to promote our products/services Prepare well-structured drafts using Content Management Systems Proofread and edit blog posts before publication Submit work to editors for input and approval Coordinate with marketing and design teams to illustrate articles Conduct simple keyword research and use SEO guidelines to increase web traffic Identify customers needs and gaps in our content and recommend new topics Ensure all-around consistency (style, fonts, images and tone) Update website content as neededRequirements : Proven work experience as a Content Writer, Copywriter or similar role Portfolio of published articles Experience doing research using multiple sources Excellent communication skills as well as writing and editing skills in English Hands-on experience with Content Management Systems (e.g. WordPress) Ability to meet deadlines Graduate with relevant experience.Job Type: Full-timeSalary: 4,00,000.00 to 5,00,000.00 per yearSpeak with the employer

Dear Candidate,We are one of the top CA firm in Mumbai specialized in providing auditing and advisory services to finance industry mainly Stock Broking, Depository Participants, NBFC, AMC's etc. We have more than 250 clients at PAN India level.Job opening is for CA Fresher who wanted to gain exposure into practice.Designation: Audit ManagerIndustry : Stock Broking Function: Auditing & InspectionCompensation: There is no budget for the right fit candidateQualification: Qualified Chartered Accountant who is well versed with audit functions for finance industry.Responsibilities:-Handled compliance related inspections of various types of Brokers of the Exchangeincluding Small & Medium Size stock brokers, proprietary traders, brokers havinginstitutional clients, banks dealing in equity market and big broking houses.- Conducting in-depth financial analysis and risk assessment of stock broker to gaugetheir solvency and to evaluate the potential risk they pose to system.- Conducting and managing Internal audits of various broking Houses- Assisting and providing expert advice to Stock Brokers, DPs and other clientsregarding compliances.- Drafting of various observations of the queries raised by Exchanges/ SEBI.- Implementing various circulars issued by NSE/SEBI- Client Co-Ordination and assisting team for the various audits.

Handling compliance related inspections of various types of Brokers of the Exchangeincluding Small & Medium Size stock brokers, proprietary traders, brokers havinginstitutional clients, banks dealing in equity market and big broking houses. Conducting in-depth financial analysis and risk assessment of stock broker to gaugetheir solvency and to evaluate the potential risk they pose to system. Conducting and managing Internal audits of various broking Houses Assisting and providing expert advice to Stock Brokers, DPs and other clientsregarding compliances. Drafting of various observations of the queries raised by Exchanges/ SEBI. Implementing various circulars issued by NSE/SEBI Client Co-Ordination and assisting team for the various audits

We are one of the top CA firm who has more than 250 clients into stock broking sector, Depository Participants , NBFC, AMC's etc at a PAN India level.Job descriptionWe are hiring for multiple openings into Auditing field such as Branch AP Audit, Internal Audit, KYC Audit, DP Audit etc. We need people who is willing to make their career in Auditing field. who is keen for learning.Also he should be good in communication and Excel*Candidate should have laptop.Company will provide complete training for the role in which you got shortlisted.

DESCRIPTIONAbout SHAH KAPADIA & ASSOCIATES (SKA):We are practicing chartered accountants specializing in the area of audit of financial market intermediaries (Stock Brokers, Commodity Brokers, Depository Participants, PMS companies, Insurance Companies, Research Analysts, Investment Advisors, etc.). We have a pan India presence.Job Profile (Article Assistant Audit Division)- Conducting internal and concurrent audit of stock brokers, commodity brokers, depository participants, NBFC companies, PMS companies, etc.- Stock broker's branch / sub broker audits - pan India- Insurance companies - branch audits - pan India- Statutory audit of stock brokers / commodity brokers