Shah Kapadia and Associates

Mumbai, Maharashtra

Job descriptionWe are one of the top CA firm in Mumbai specialized in providing Compliance advisory services, Inspections, Audits of multiple Broking houses, Depository Participants, AMC's, NBFC etc. We have a PAN India presence with more than 300 clients.About role:Designation: Audit ExecutiveLocation : Sion / GTB Nagar( Immediate Joining)Qualification: Specialized in Commerce BackgroundResponsibilities:Scheduling of Audit Conduct and execute audits of authorized persons of stock brokers.Scrutinize the documents and certificates,Examine if an authorized person is functioning as per the SEBI compliance.Prepare audit findings, write audit reports and develop recommendations.Outstation audit will be involved where you have to travel to AP's branch ( Within Maharashtra and outside as well) - for which the cost will be bared by the company itself - Once a monthPerks: Montly incentives Health Insurance Travelling Allowance Performance BonusInterested candidates can also share their CV on hrteam@theska.in

Position: Audit ExecutiveJob Responsibilities Conduct audits of Authorised person (APs) audit or Internal audits of stockbrokers, ensuring compliance as per SEBI and stock exchange guidelines.Perks: Fixed Pay + Incentives + bonus + Mediclaim + Travelling AllowanceRequirement:- Graduate- Good communication - Willingness to travel for outstation audit ( outside of Maharashtra as well)Suitable candidate share your CV on hrteam@theska.in

Dear Candidate,We are one of the top CA firm in Mumbai specialized in providing Compliance advisory services, Inspections, Audits of multiple Broking houses, Depository Participants, AMC's, NBFC etc. We have a PAN India presence with more than 300 clients.About role:Designation: Audit ExecutiveLocation : Andheri, Borivali and Sion ( Immediate Joining)Qualification: Specialized in Commerce BackgroundDescriptionHandled compliance related inspections of various types of Brokers of the Exchangeincluding Small & Medium Size stock brokers, proprietary traders, brokers having institutional clients, banks dealing in equity market and big broking houses.Conducting in-depth financial analysis and risk assessment of stock broker to gaugetheir solvency and to evaluate the potential risk they pose to system.Conducting and managing Internal audits of various broking Houses.Assisting and providing expert advice to Stock Brokers, DPs and other clientsregarding compliances.Drafting of various observations of the queries raised by Exchanges/ SEBI.Implementing various circulars issued by NSE/SEBIClient Co-Ordination and assisting team for the various audits.Job Types: Full-time, Regular / Permanent, FresherSalary: 1,00,000 to 2,00,00 per annumSchedule:Day shiftMorning shift

Job descriptionDear Candidate,About SHAH KAPADIA & ASSOCIATES (SKA):We are one of the top practicing chartered accountants specializing in the area of audit of financial market intermediaries (Stock Brokers, Commodity Brokers, Depository Participants, PMS companies, Insurance Companies, Research Analysts, Investment Advisors, etc.). We have a pan India presence.Job Profile- KYC Audit RoleWe are hiring a freshers who will handle one of our auditing role which is KYC Audit .You will be responsible to examine the documents given in the KYC. Verify documents given by customers are as per the guidelines.* It is a Work from home opportunityTraining will be provided by company* Note: Candidate should have own laptop or PC !!Job Type: Full-timeSalary: ?96,000.00 - ?110,000.00 per yearSpeak with the employerThankyou,Regards,Siddhi Shinde, ( HR Executive )Shah Kapadia and Associates

Dear Candidate,About SHAH KAPADIA & ASSOCIATES (SKA):We are one of the top practicing chartered accountants specializing in the area of audit of financial market intermediaries (Stock Brokers, Commodity Brokers, Depository Participants, PMS companies, Insurance Companies, Research Analysts, Investment Advisors, etc.). We have a pan India presence.Job Profile- CA ArticleCandidate will get majorly of Audit exposure- Conducting internal and concurrent audit of stock brokers, commodity brokers, depository participants, NBFC companies, PMS companies, etc.- Stock broker's branch / sub broker audits - pan India - Insurance companies- branch audits - pan India - Statutory audit of stock brokers / commodity brokersLocation: Sion- Required a smart and efficient candidates who are willing to make their career in Audit field with good excel knowledge.Job Type: Full-timeSpeak with the employer