Raga Info Tech

Jayanagar, Bangalore

Role : Head - ComplianceLocation : GurgaonCompany Name: BharatPeWebsite: https://bharatpe.comRequired Skills: Experience in Third-party examinations and Regulatory Audits,Possess strong relationships with relevant Regulators ,Excellent Drafting skills,PPI/PA/ PG and Banking experience preferred,Identify and Escalate issues timely and appropriatelyDescription: In this role, you have the opportunity to.. To oversee the compliance and regulatory function and to provide continuous oversight over the compliance and regulatory aspect, product compliance, processes and policies in the Company. The role will report to the General Counsel.Responsibilities will includeThe Compliance Officers primary responsibility will be to have oversight of the organizations compliance and regulatory vertical , to ensure that the organization (and its employees) are following the rules and regulations of regulatory agencies, company policies and procedures and firm-wide standards of conduct.Functional Expertise Compliance Program Management: Develop, maintain, and administer the companys compliance program to ensure adherence to applicable laws and regulations in India. Implement cost-effective compliance solutions to enhance organizational compliance.Regulatory Navigation: Navigate regulatory complexities to ensure that products offered by the company are fully compliant with legal standards.Compliance Policies and Procedures: Establish, implement, and manage compliance policies, procedures, and monitoring mechanisms to ensure effectiveness and efficiency in identifying, preventing, detecting, and correcting non-compliance.Third-Party and Regulatory Audits: Oversee and manage third-party examinations and regulatory audits. Ensure accurate and timely completion of information requests from regulators.Product Compliance: Ensure product compliance with relevant regulations, particularly dealing with the Reserve Bank of India (RBI).Compliance Training Programs: Developer

Company Name: ProvanaWebsite: https://www.provana.com/Required Skills: Lead end-to-end Transition Projects,Proficiency in processing Documentation and creation of SOPs,Strong in Client-facing ,Excellent verbal and written communication skillsDescriptionRole:We are seeking a detail-oriented Transition Specialist who will be responsible for client-facing tasks, including the planning, organizing, and transitioning of key business processes. The role involves close collaboration with clients, internal stakeholders, and cross-functional teams to ensure seamless knowledge transfer, documentation, and process readiness.Responsibilities:Plan, organize, and execute the transition of critical business processes from the client to internal teams.Liaise with clients and internal departments to ensure that all system and access requirements are in place for a smooth transition.Act as a key liaison between the client, internal stakeholders, and transition teams to facilitate effective knowledge transfer.Develop and maintain detailed transition plans. Ensure all activities adhere to the transition schedule.Capture the business process through video/Zoom conferences and document Standard Operating Procedures (SOPs) and Quality Control (QC) matrices.Identify and address any process exceptions or gaps with the client.Review the drafted SOPs with the client, incorporate feedback, and obtain final approval.Train the internal team on the transitioned processes to ensure operational efficiency.Conduct testing and job shadowing sessions to ensure that the team is fully trained and capable of handling the process.Evaluate the readiness of the operations team and successfully hand off the project to them for ongoing management.Key Skills:Strong client-facing and stakeholder management abilities.Excellent verbal and written communication skills.Should have 2+ Years of Exposure into writing SOP.Proficiency in processing documentation and creation of SOPs.