K M Assosiates

Borivali West, Mumbai

Internal/ Concurrent audit of Depository Participants (DP) of CDSL & NSDLInternal Audit of Stock Brokers registered with National Stock Exchanges of India - BSE, NSE and MCX-SxInternal Audit of Commodity Brokers registered with Commodity Exchanges - MCX and NCDEX Information Systems Audit of trading applications viz. CTCL-IML, Internet Based Trading (IBT), Mobile Trading (STWT), Smart order routing (SOR), Algorithmic Trading and across the board Non Trading and Back office ApplicationsCyber Security & Cyber Resilience framework implementation and audit servicesAudit of Portfolio Management Services (PMS)Audit of SEBI Registered Investment Advisors (RIA)