Endovia Financials Services Ltd

Chembur,Mumbai

1. Trade Execution:- Execute buy and sell orders for equities, derivatives, and other financial instruments on behalf of clients.- Ensure timely and accurate execution of trades, adhering to market regulations and company policies.- Monitor trade confirmations and reconcile discrepancies in trade details.2. Market Analysis:- Analyze market trends, economic data, and financial news to provide insights on trading strategies.- Keep abreast of market developments, including changes in regulations, to optimize trading performance.- Utilize technical and fundamental analysis to identify trading opportunities.3. Client Interaction:- Communicate with clients to understand their trading requirements and provide appropriate market updates.- Offer advisory services on market conditions and potential trading opportunities.- Handle client queries and ensure a high level of customer satisfaction.4. Order Management:- Manage and monitor pending orders, ensuring they are executed within specified limits and guidelines.- Coordinate with back-office teams to ensure smooth settlement of trades and resolution of any issues.- Maintain accurate records of all trades and transactions for compliance and reporting purposes.5. Risk Management:- Monitor market risk exposure and ensure trades comply with risk management policies.- Implement stop-loss and other risk mitigation strategies to protect client portfolios.- Work closely with the risk management team to evaluate and manage potential risks.6. Compliance:- Adhere to SEBI regulations and other relevant guidelines governing trading activities.- Ensure compliance with internal policies, including anti-money laundering (AML) and Know Your Customer (KYC) requirements.- Participate in audits and provide necessary documentation and explanations as required.

Generating an investment policy statement, outlining our clients investment objectives. Constructing successful investment portfolios informed by market conditions and economic trends. Buying and selling securities in client accounts to maintain a specific investment strategy, or to reach an investment objective. Determining acceptable risk levels for clients based on time frames, risk preferences, return expectations, and market conditions. Maintaining new and existing client relationships, including informing clients of market conditions, updating them on investment research and economic trends, and meeting with them to discuss their portfolio performance and investment objectives. Evaluating the performance of investment portfolios and ensuring compliance with standards provided by regulatory organizations, including conformance with investor disclosures, privacy laws, anti-money laundering requirements, and anti-fraud measures. Prospecting for new clients. Staying up to date with relevant investment and trading news, and economic trends.