Excellent opportunity for KYC Alert Audit Analyst

  • icon job experience 3 - 9 Years
  • icon job opening 10 Openings
  • icon salary 3.0-12.0 Lac/Yr
  • icon job location Mumbai

Key Skills

KYC Audit

Job Description

Roles and Responsibilities

Carrying out audits of large branches /units independently

Carrying out audits of departments having regional operations across multiple business functions

Keep himself/herself updated on Regulatory guidelines in the area of audit

Sampling of data extracted from core system (as part of pre-Audit preparation) to cull-out exception

Ensuring complete coverage of scope of review

Carrying out audit as per audit checklist / Standard Audit Procedures

Collation and finalization of draft audit report (including preparation of executive summary)

Discussion of audit report with the auditee (BM/CH / Unit Head and /or other functionaries of the departments)

Assigning of risks to audit observations and arriving at an indicative audit rating (for cases where the overall findings do not indicate serious or critical lapses/reports which are not downgraded)

Submitting a complete report to reviewer for review

To carry out spot audits

Recommend for change in processes (as and when warranted and identified during his/her course of Audit review)

Audit response review and closure

Audit database updation

Experience / Qualifications required

Commerce Graduate

MBA (Finance)

Semi qualified CA / CA

Effective Communication and drafting skills

Analytical ability

Knowledge of MS Word, Excel is mandatory

Ability to plan & execute Audit plans

Experience : 3 - 9 Years

No. of Openings : 10

Education : M.B.A/PGDM, CA

Role : Audit Analyst

Industry Type : Banking / Financial Services / Stock Broking

Gender : [ Male / Female ]

Job Country : India

About Maven IT solution

Maven is a global staffing firm founded in 2003. We are headquartered in Colorado, USA with an office in New Delhi, India. We are IT, BFSI, Engineering, Advance Analytics, Telecom, Healthcare / Life Sciences, Government / Public Sector and Retail staffing experts. Weve also provided project based services to our clients across these sectors. With over a decade and a half of experience in this industry, we have created a niche for ourselves owing to our deep rooted values and commitment to deliver. We have a proven track record or projects and also a good clientele that would vouch for our reliability and technical proficiency.

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