Excellent opportunity for KYC Alert Audit Analyst

Maven IT solution

Roles and Responsibilities

Carrying out audits of large branches /units independently

Carrying out audits of departments having regional operations across multiple business functions

Keep himself/herself updated on Regulatory guidelines in the area of audit

Sampling of data extracted from core system (as part of pre-Audit preparation) to cull-out exception

Ensuring complete coverage of scope of review

Carrying out audit as per audit checklist / Standard Audit Procedures

Collation and finalization of draft audit report (including preparation of executive summary)

Discussion of audit report with the auditee (BM/CH / Unit Head and /or other functionaries of the departments)

Assigning of risks to audit observations and arriving at an indicative audit rating (for cases where the overall findings do not indicate serious or critical lapses/reports which are not downgraded)

Submitting a complete report to reviewer for review

To carry out spot audits

Recommend for change in processes (as and when warranted and identified during his/her course of Audit review)

Audit response review and closure

Audit database updation

Experience / Qualifications required

Commerce Graduate

MBA (Finance)

Semi qualified CA / CA

Effective Communication and drafting skills

Analytical ability

Knowledge of MS Word, Excel is mandatory

Ability to plan & execute Audit plans

Experience : 3 - 9 Years

No. of Openings : 10

Education : M.B.A/PGDM, CA

Role : Audit Analyst

Industry Type : Banking / Financial Services / Stock Broking

Gender : [ Male / Female ]

Job Country : India