Responsible For Compliance With Internal Guidelines As Well Regulations Applicable To Business Including Regulatory Reportings, Regulatory Audits And Inspections, Training And Awareness, Providing Proactive And Expert Compliance Advisory Service
Assist Management In Identifying And Assessing The Compliance Risks Associated With The Business Activities, Proposed Activities And Client Relationships
Development As Well As Assessment Of Adequacy Of Policies And Procedures And Other Documents Governing Business Activities To Ensure Compliance With Applicable Business Regulations
Promptly Alert Senior Management / Gcg To Significant Compliance Issues As Well As Periodically Report To Senior Management / Gcg On The Effectiveness Of The CompanyS Compliance Program
Keep Abreast Of Regulatory Developments Or Other Matters Affecting The Business Activities, Systems And Controls And Communicate Changes To Policies, Procedures And Regulatory Requirements And Oversee Implementation Thereof
Partnering, As Appropriate, With Business And Support Groups To Manage Relationships With Regulators And Assist With The CompanyS Response To Regulatory Investigations