Compliance Officer

SMEST Capital Private Limited

TITLE: Compliance Officer

LOCATION: Mumbai

JOB SUMMARY:

We are searching for a motivated and experienced compliance officer to guarantee that our business processes and transactions follow all relevant legal and. internal guidelines.

ROLES AND RESPONSIBLITIES:

Responsible for company affairs.

Represent company in legal matters.

Provide legal and compliance perspectives to business.

Managing compliance aspects.

Information memorandum.

SEBI / BSE / NSE guidelines.

Company law issuance.

Compliance management.

Periodic submission to the broking and DP compliance and operation team.

Handle SCORES (Sebi Complaints REdress System) for SMEST Capital Pvt. Ltd.

Manage Financial Intelligence Unit (FIU) .

Keep clean check and updates on the SEBI KYC Registration Agency (KRA).

REQUIREMENTS:

Any Company Secretary with minimum 1 year of experience as a Legal Complaince.

COMPANY PROFILE:

SMEST Capital, is a fintech to provide solutions in the wealth management space through the use of technology as a medium. We are engaged in business of providing financial services. We are registered as stockbrokers in the New Debt Segment of BSE Limited.

WHY SMEST Capital ??? :

Salary at par with industry standards.

Employee oriented salary structure

Probable onsite opportunities.

Opportunity to learn and grow up at the same time.

Located in the midst of Khar-Bandra, The heart of Mumbai

Experience : 1 - 3 Years

No. of Openings : 1

Education : CS

Role : Compliance Officer

Industry Type : Legal / Law / Judiciary

Gender : [ Male / Female ]

Job Country : India